Revised:
02/12/2004
Contract Workforce (Temporary Staffing)* UPPS No. 05.02.03
Issue No. 1
Effective Date: 05/04/2000
Review: September 1 E4Y
01. POLICY STATEMENTS
01.01 We at Texas State SWT
are committed to the efficient procurement, maintenance, and transportation of
equipment, apparatus, supplies and personnel; and the security and protection
of all employees, students, and visitors. The following procedure contributes
to the fulfillment of this policy.
01.02 In
accordance with Section 11.18, Article IX, General Appropriations Act, 76th
Texas Legislature, this policy statement sets forth 1) guidelines for hiring
temporary contract employees and 2) steps for outsourcing a function.
01.03 This
policy statement applies to expenditures from all funds regardless of source.
02. DEFINITIONS
02.01 Contract
workers are: 1) persons employed through a temporary service (such as Kelly,
Manpower, Priority Personnel, etc.) who are paid by the service with Texas State SWT
making payment to the service, or 2) persons employed by a third party
contractor to whom all or a portion of a university function has been
outsourced.
02.02 A
"position" reportable on the State Auditor's Quarterly FTE Report is
created or in existence when there are repetitive, discernible duties and
responsibilities which require accomplishment over a sustained period of time
and the contract worker works on the last day of a quarter, worked for more
than one-half the days in the previous twelve (12) months and is not working in
a function that has been completely outsourced.
02.03 Consultant
is defined as a person (or entity) that provides or proposes to provide a
consulting service which primarily involves studying or advising an entity,
such as Texas
State SWT (Reference Govt. Code, Section
2254.021). Consultants meeting that definition are not contract workers and are
not covered by this policy, but are covered by UPPS No.
03.04.01.
03. POLICY
03.01 It is
the policy of Texas
StateSWT to utilize a temporary contract
workforce in one of these circumstances:
a. In the
event the current workforce is not sufficient to handle the workload, contract
workers may be used when needed to accomplish Texas StateSWT's
mission, goals and objectives.
b. Outsourcing
all or part of a function must provide the same level of service at a lower
cost or better service at the same cost when compared to the function being
provided by regular Texas State SWT
employees.
04. PROCEDURES
04.01 Prior to
using a contract worker, the account manager must determine the best option for
accomplishing the department's workload. Contract workers will be utilized to
accomplish the workload only after it is determined by the account manager to
be cost effective in accordance with the document SAO No. 99-326, Best
Practices and Guidelines for Effectively Using a Contract Workforce. [This
is available at http://www.sao.state.tx.us/.]
Account managers must retain the cost benefit analysis on file in their office
for a period of two (2) years after the conclusion of the contract in
accordance with the State's Record Retention Act.
04.02 Steps for
hiring a temporary service contract worker:
*a. The account manager must execute a purchase
order to fill the temporary position(s) after having first complied with the
purchasing regulations of the Texas Building and Procurement Commission State
General Service Commission regarding
competitive bidding and the Rules and Regulations of the Board of
Regents, Texas State University System.
*b. The vendor
selected to provide temporary services must be approved to provide such
services to Texas State departments. A
list of approved vendors will be distributed annually to all account
managers from the office of the Vice President for Finance and Support
Services. Updates will be distributed
as new vendors obtain formal approval.
c. b.
The purchase order must state the general duties to be performed, the
hours and days of the week the temporary contract worker(s) will work and the
beginning and ending dates the temporary contract worker will be utilized.
04.03 Steps for outsourcing a function:
a. Functions
can only be outsourced through the use of competitive bidding or a Request for
Proposals (RFP).
b. Account managers seeking to outsource a function should consult with the Director of Procurement Services to determine the appropriate bidding methodology.
c. Upon
receipt of bids or proposals, the account manager must document a cost/benefit
analysis conducted to answer the questions posed in Section 03.01 b. of this
UPPS. Guidance on conducting a cost/benefit analysis can be found in the SAO
document cited in Section 04.01 above.
d. Outsourcing
contracts must be executed in accordance with the purchasing regulations of the
Texas Building and Procurement Commission and Rules and Regulations of
the Board of Regents, Texas State University System.
05. REPORTING
05.01 The Vice President for Finance and Support Services will file the Quarterly and Annual Contract Workforce Reports, as required by the Legislative Budget Board, the Governor's Office and the State Auditor as required by H.B. 1, 76th, R.S. by December 1 of each year.
06. LEGAL ISSUES
06.01 Anti-discrimination
laws such as Title VII, the Americans with Disabilities Act, the Age
Discrimination in Employment Act, and the Family Medical Leave Act apply to
contract workers.
06.02 Contract
workers who are injured on the job may have a cause of action against Texas State SWTwhich
has supervisory control over the work premises. Therefore, all contracts for
contract workers must address Texas State SWT's
liability. Account managers should consult with the University Attorney on these
issues.
06.03 Temporary
employment agencies and/or contractors who provide temporary workers to Texas State SWTmust
furnish documentation of adequate insurance coverage prior to inception of the
contract.
06.04 To ensure
a safe and non-discriminatory environment for our employees and contract
workforce, Texas
State SWTwill
comply with requirements of the Texas Workers' Compensation Commission, State
Office of Risk Management, the guidelines where applicable, of the Occupational
Safety and Health Administration agency, and all federal and state equal
employment opportunity laws.
07. MONITORING
07.01 The
Associate Vice President for Financial Services/ Treasurer will monitor the
expenditure of funds for Texas State SWT's
contract workforce. The Associate Vice President will provide a quarterly
report to the Vice President for Finance and Support Services. The Director of
Budgeting will monitor contract positions in relation to the FTE cap reported
quarterly to the State Auditor.
*08. REVIEWERS OF THIS UPPS
08.01 Reviewers of this UPPS include the following:
Position Date
Dr. Carolyn Conn September
1 E4Y
AssociateAsst.
Vice President for
Financial Services/Treasurer
Mr. Gordon Thyberg September
1 E4Y
Director, Budgeting
Mr. John McBride September
1 E4Y
Director, Human Resources
*09.
CERTIFICATION STATEMENT
This
UPPS has been approved by the following individuals in their official
capacities, and represents Texas StateSWT
policy and procedure from the date of this document until superseded.
Dr.
Carolyn Conn, Associate
AssistantVice President for Financial
Services/Treasurer; senior reviewer of this UPPS
Mr.
William A. Nance, Vice President for Finance and Support Services
Dr. Denise M. Trauth, Dr.
Jerome H. SupplePresident