Nepotism and Related Employment                                UPPS No. 04.04.07
Issue No. 7
Effective Date: 10/14/2008
Review: June 1 E2Y

                                                                                                Attachment I

 

 

01.       POLICY STATEMENT

 

01.01  This UPPS explains the nepotism and related employment policies of the University. It conforms to the policy set forth in the Rules and Regulations of the Board of Regents, Texas State University System.

 

02.       REGENTS' RULES REGULATING THIS POLICY

 

02.01  The University will appoint each employee, whether full-time or part-time, solely with regard to the special fitness of the appointee subject to applicable statutes and subject also to the provisions of this UPPS and Section 2.2 of Chapter V of the Rules and Regulations of the Board of Regents, Texas State University System.

 

02.02  In accordance with the prohibition of Government Code Ch. 573, no person related to any member of the Board of Regents within the second degree of affinity or within the third degree by consanguinity is eligible for appointment to any position with the University when that person’s compensation is paid from public funds.

 

a.    Government Code Ch. 573 does not prohibit the reappointment or continued employment of any person continuously employed in any such office, position, employment, or duty for a period of one year prior to the appointment of the member of the Board of Regents related to such person within the prohibited degree, nor does it prohibit honorary or non-remunerative positions.

 

b.   The prohibition of Government Code Ch. 573 applies to all programs administered under the Board of Regents and may not be waived.

 

c.   When a person is allowed to continue employment because of the operation of the exception specified by Section 02.02 a. above, TSUS Board Rules require that the board member who is related to such person shall not participate in the deliberation or voting upon the appointment, employment, confirmation, reemployment, change in status, compensation, or dismissal of such person, if such action applies only to such person and is not taken with respect to a bona fide class or category of employee.

 

02.03  Even though the appointment of a person is not prohibited by Government Code Ch. 573, the President must approve in advance the employment of any person related within the second degree of affinity or the third degree of consanguinity to another employee if 1) such employment causes one relative to have a direct supervisory relationship over the other relative; or 2) such employment causes one relative to have authority over the salary or other terms of employment of the other.

 

a.   This policy does not prohibit the reappointment or continued employment of any person related to another within either of the prohibited degrees who was employed at the University before the adoption of this policy. However, no university employee may approve, recommend, or otherwise act with regard to the appointment, promotion, or salary of any person related within either of the prohibited degrees.

 

b.   Any appointment of a person that places such person under the direct or indirect supervision of an administrative supervisor related within the specified degree must be approved by the President. Additionally, if the appointment, reappointment, or continued employment of a person places such person under an administrative supervisor related within the above specified degree, all subsequent actions with regard to appointment, reappointment, promotion, or salary are the responsibility of the next highest administrative supervisor. It is also the responsibility of the next highest administrator to make a written review of the work performance of such employee at least annually and submit each review for approval or disapproval by the appropriate vice president in the case of classified employees or the President in the case of faculty, administrative or unclassified employees.

 

c.   The annual President’s Report to the Board, generated each May, shall report all situations covered by Section 02.03 b.

 

02.04  A department may not employ an individual under the age of nineteen, including university student workers and those actively enrolled in high school pursuing a diploma, if that individual is related within the second degree of affinity or third degree of consanguinity to any employee in that department.

 

03.       PROCEDURES FOR ENFORCING THE POLICY

 

03.01  The responsibility for checking all new hires to ensure that no individuals are hired at Texas State University-San Marcos who do not meet the requirements of the University's nepotism policy is as follows:

 

Responsible Administrator                        Category of Employee

 

VPAA                                                             Faculty

 

Director, Human Resources                      Non-faculty, except students

 

Director, Career Services                           Students

 

Department Chair                                        Faculty, Non-faculty, Students

 

03.02  Individual department heads are responsible for ensuring that employees who are promoted, reclassified, transferred, married, or have any other type of status change are not placed in violation of the nepotism policy.

 

03.03  The Director of Human Resources is responsible for interpreting the Texas State nepotism policy.

 

03.04  Employees may appeal the Director of Human Resources’ decisions to the President via the Vice President for Finance and Support Services. The President’s decision is final.

 

03.05  The following describe the degrees of consanguinity and affinity referred to in this UPPS.

 

a.   Consanguinity

 

1)   Two persons are related to each other by consanguinity if one is a descendant of the other, or if they share a common ancestor.

2)   An adopted child is treated as the natural child of the adoptive parent in this regard.

3)   With the officer or employee as a starting point, the following describe degrees of consanguinity for the purposes of this UPPS:

a)   First degree: father, mother, son, daughter

b)   Second degree: grandparents, grandchildren, uncle, aunt, first cousin, nephew, niece, brother, sister

c)   Third degree: great grandparents, great grandchildren, great uncle, great aunt, children of great uncle or great aunt, second cousin, children of first cousin, grand nephew, grand niece

 

NOTE: spouses or relatives described in the above degrees are considered related to the officer or employee at the same degree.

 

b.   Affinity

 

1)   Persons are related by affinity to the officer or employee if they are:

a)   married to the officer or employee,

b)   related by consanguinity to the spouse of the officer or employee, or

c)   married to a person who is related by consanguinity to the officer or employee.

2)   The ending of a marriage by divorce or the death of a spouse end relationships by affinity created by that marriage unless a child of that marriage is living, in which case the marriage is considered to continue as long as a child of that marriage lives.

3)   With the officer or employee as a starting point, the following describe degrees of affinity for the purposes of this UPPS:

a)   First degree: spouse and spouse's father, mother, son, daughter

b)   Second degree: spouse's grandparents, grandchildren, uncle, aunt, first cousin, nephew, niece, brother, sister

c)   Third degree: spouse's great grandparents, great grandchildren, great uncle, great aunt, children of great uncle or great aunt, second cousin, children of first cousin, grand nephew, grand niece

 

03.06  Department heads are encouraged to consult with the chart (Attachment I) to determine whether nepotism exists in their department and to use it as a tool for avoiding hiring practices which would violate the University’s nepotism policy and state law.

 

04.       PROCEDURES FOR PUBLICATION OF THE POLICY

 

04.01  The Vice President for Academic Affairs will publish the University's nepotism policy in the Faculty Handbook.

 

04.02 The Director of Human Resources will publish the University's nepotism policy in the Staff Handbook.

 

04.03 The Director of Career Services will publish a reference to the University's nepotism policy in the Student Employment UPPS (UPPS No. 07.07.03).

 

05.       REVIEWERS OF THIS UPPS

 

05.01  Reviewers of this UPPS include the following:

 

Position                                                         Date

 

Director, Human Resources                      June 1 E2Y

 

University Attorney                                      June 1 E2Y

 

Chief Diversity Officer and Director,

Office of Equity & Access                           June 1 E2Y

 

Chair, Faculty Senate                                 June 1 E2Y

 

Chair, Staff Council                                    June 1 E2Y

 

06.       CERTIFICATION STATEMENT

 

This UPPS has been approved by the following individuals in their official capacities and represents Texas policy and procedure from the date of this document until superseded.  

 

Director of Human Resources; senior reviewer of this UPPS

 

Vice President for Finance and Support Services

 

President