Revised:
12/01/2005
Reporting Criminal Offenses UPPS No. 01.04.40
Issue No. 2
Effective Date: 12/19/2001
Review:
June 1 E4Y
*01. POLICY STATEMENT
01.01 This UPPS sets
forth university policy for reporting criminal offenses that result in a
financial loss to the University, or harm to visitors or members of the
University.
02. REPORTING OBLIGATIONS AND PROTECTIONS
02.01 All
*02.02 Employees are expected to cooperate with
police and internal audit investigations. Investigations conducted by these
offices are confidential.
*02.03 Section
554.002 of the Government Code prohibits retaliation against employees who in
good faith report violations of law to appropriate law enforcement authorities.
03. PROCEDURES FOR REPORTING CRIMINAL OFFENSES
03.01 Employees
who believe that a criminal offense has been committed involving any guest or
member of the university community should notify the University Police. The
University Police will notify the Director, Audit & Compliance, in cases
involving theft, fraud, embezzlement, and irregularities resulting in the loss
of cash or other assets of the University.
03.02 The
Director, Audit & Compliance, will report criminal offenses to the
University Police.
04. INVESTIGATIVE PROCEDURES
04.01 The University Police will use an internal
auditor to determine whether university assets have been misappropriated and,
if so, the amount of the loss.
04.02 Police investigators may want to have internal
auditors present when they interview employees.
05. INVESTIGATIVE PROCEDURES - CRIMES NOT INVOLVING INTERNAL AUDIT
*05.01 The University Police Department will
investigate and process crimes against persons and other criminal offenses
according to law and standard practice.
06. DISPOSITION
06.01
The police and
internal audit reports will follow established procedures. The police will
forward copies of their report to the appropriate District Attorney.
06.02
Directors and
chairs should coordinate with the Director of Human Resources, the dean, if
appropriate, and Director of University Police, prior to initiating any
personnel action against an employee who is a suspect to preclude the
possibility of impeding an investigation.
06.03 The
Director, University Police and Director, Audit & Compliance, will send
copies of their summary report to the vice president in whose division the
infraction occurred.
07. REVIEWERS OF THIS UPPS
07.01 Reviewers of this UPPS include the following:
Position Date
Director, University Police Department June 1 E4Y
Director, Audit & Compliance June 1 E4Y
University Attorney June
1 E4Y
08. CERTIFICATION STATEMENT
This
UPPS has been approved by the following individuals in their official
capacities and represents
Director,
University Police; senior reviewer of this UPPS
Vice
President for Student Affairs
President